Free ride violations None in the last 12 months Good faith violations None in the last 12 months 我查了下-A Free Riding violation occurs when a customer directly or indirectly executes transactions in a cash account so that the cost of securities purchased is covered by the sale of those same securities. This practice violates Regulation T of the Federal Reserve Board concerning broker/dealer credit to customers. A Good Faith Violation occurs when a Type 1 (Cash) security is sold prior to settlement without having settled funds in the account to pay for the purchase. A purchase is only considered paid for if settled funds are used.
我查了下-A Free Riding violation occurs when a customer directly or indirectly executes transactions in a cash account so that the cost of securities purchased is covered by the sale of those same securities. This practice violates Regulation T of the Federal Reserve Board concerning broker/dealer credit to customers.
A Good Faith Violation occurs when a Type 1 (Cash) security is sold prior to settlement without having settled funds in the account to pay for the purchase. A purchase is only considered paid for if settled funds are used.
多谢。我明天看看。今天只愿意混中文。