有没有学法律的朋友,帮忙看一下这个条款. 下面这个 (1) (i) 和 (1) (ii) 的关系是 and 还是 or? 非常感谢! (a) A person is not required to register under the Act as a commodity pool operator if: (1) (i) It does not receive any compensation or other payment, directly or indirectly, for operating the pool, except reimbursement for the ordinary administrative expenses of operating the pool; (ii) It operates only one commodity pool at any time; (iii) It is not otherwise required to register with the Commission and is not a business affiliate of any person required to register with the Commission; and (iv) Neither the person nor any other person involved with the pool does any advertising in connection with the pool (for purposes of this section, advertising includes the systematic solicitation of prospective participants by telephone or seminar presentation);
楼主问的是CFR (Code of Federal Regulations）- Title 17 Commodity and Securities Exchanges section 4.13 - Exemption from registration as a commodity pool operator (CPO). 答案是and. 有个小诀窍：看sub列举的各项条件的倒数第二条句末分号后是and, 表示各项列举条件都要满足， 相反，如果是or, 表示列举条件中满足一条则yes逻辑成立。 根据期货证券交易规则注册的CPOs可以在NFA Background Affiliation Status Information Centre数据库中查到。 否则的话，交易风险太大（资金挪用/贪腐/转移etc.)，比如庞氏骗局的CPOs基本都没注册。
(a) A person is not required to register under the Act as a commodity pool operator if: (1) (i) It does not receive any compensation or other payment, directly or indirectly, for operating the pool, except reimbursement for the ordinary administrative expenses of operating the pool; (ii) It operates only one commodity pool at any time; (iii) It is not otherwise required to register with the Commission and is not a business affiliate of any person required to register with the Commission; and (iv) Neither the person nor any other person involved with the pool does any advertising in connection with the pool (for purposes of this section, advertising includes the systematic solicitation of prospective participants by telephone or seminar presentation);
i,ii,iii and iv
这是整个条款. 谢谢!
https://www.ecfr.gov/current/title-17/chapter-I/part-4/subpart-A/section-4.13
下面是整个条款, 请帮忙看看, 谢谢
https://www.ecfr.gov/current/title-17/chapter-I/part-4/subpart-A/section-4.13
答案是and. 有个小诀窍：看sub列举的各项条件的倒数第二条句末分号后是and, 表示各项列举条件都要满足，
相反，如果是or, 表示列举条件中满足一条则yes逻辑成立。
根据期货证券交易规则注册的CPOs可以在NFA Background Affiliation Status Information Centre数据库中查到。
否则的话，交易风险太大（资金挪用/贪腐/转移etc.)，比如庞氏骗局的CPOs基本都没注册。